Finance in Motion is a global impact asset manager focused exclusively on sustainable development in low and middle-income countries. The company develops and advises impact investment funds whose blended finance structures bring together public and private investors to address climate change, strengthen biodiversity conservation, foster the sustainable use of natural resources, improve livelihoods, and promote economic opportunities.

Over the course of its operations, Finance in Motion has unleashed a cumulative total of over EUR 5.4 billion toward these goals in Southeast Europe, the Caucasus, Latin America, the Middle East and North Africa, and sub-Saharan Africa. In addition to investment activities, the funds also provide technical assistance to support investees, foster responsible finance, and maximize impact in the countries they serve.

Since its foundation in 2009, the company has consistently recorded year-on-year growth and expanded into new regions and topics. Due to this ongoing success, Finance in Motion is seeking a
 

Working area:

Compliance

Location:

Frankfurt

Working hours:

Full-time / part-time

Capital Markets Compliance Officer (m/f/d)

The Compliance department at Finance in Motion enables FiM to cope with non-financial risks by continuously enhancing FiM's Compliance framework ranging from Anti-Money Lau​ndering and Terrorist Financing, Markets Compliance, take precautions concerning Insider Trading, prevention of Sanctions breaches, Anti-Bribery and Corruption measures, Anti-Fraud provisions, Cybercrime attacks and ensure the protection of company and personal data.

Key responsibilities:

  • Continuous business advisory and close collaboration with the Finance in Motion Investor Relations team
  • Understanding, and managing regulatory requirements and concerns in regard to the distribution of alternative investments funds in various markets with stakeholders
  • Definition and management of markets compliance relevant policies and procedures including definition of outstanding policies, procedures, and processes ensuring compliance with AIFMD / KAGB, MiFiD / WpHG / MaComp, and MAR
  • Management of external and internal audits on markets compliance and remediation of findings
  • Regular refining and implementation of markets compliance risk-based controls, risk analysis and the associated risk profile
  • Knowledge sharing and training initiatives for new products, distribution channels and markets and investor communication
  • Advisory, research and management of new business-, product – and markets initiatives such markets compliance assessment in new product processes
  • Management of markets compliance relevant conflict of register, insider lists, ad hoc publications, and personal account dealings

What we expect:

  • Significant relevant professional experience in the markets compliance field, preferably in the asset management industry
  • Sound understanding of the relevant financial sector regulations such as AIFMD, MiFID, MAR
  • Knowledge of financial markets and products and related risks with main focus on asset managers
  • Willingness to identify tailor-made solutions for non-standard investor and distribution business
  • Degree in economics, business administration, finance, law, or a related field
  • Excellent written and verbal communication skills in German and English
  • Strong analytical, writing and presentation skills enhanced by excellent intercultural skills and sensitivity
  • Goal oriented and fully committed to delivering high quality results under tight deadlines
  • Demonstrable commitment to Finance in Motion´s vision/mission

What you can expect:

  • An agile, widely diverse international working environment with over 50 nationalities who are keenly interested in making a positive difference through their work and who share a collaborative, can-do spirit
  • A job that allows you to fully utilize and expand your skills within an innovative, hands-on company culture
  • A purpose-driven, performance-oriented company that rewards above-average results
  • An organization dedicated to providing effective training and upskilling to its employees
Our more than 290 employees working from our 17 offices worldwide are dedicated to promoting sustainable development through market-based finance solutions. If you enjoy tackling complex challenges in a hands-on manner and are seeking an adaptable and motivating work environment, we would very much like to hear from you. Please use our online application system to submit your application.
Human Resources
Steffen Winterholler
Tel: +49 (0)69 271 035 798