Finance in Motion is a global impact asset manager focused exclusively on sustainable development in low and middle-income countries. The company develops and advises impact investment funds whose blended finance structures bring together public and private investors to address climate change, strengthen biodiversity conservation, foster the sustainable use of natural resources, improve livelihoods, and promote economic opportunities.

Over the course of its operations, Finance in Motion has unleashed a cumulative total of over EUR 5.4 billion toward these goals in Southeast Europe, the Caucasus, Latin America, the Middle East and North Africa, and sub-Saharan Africa. In addition to investment activities, the funds also provide technical assistance to support investees, foster responsible finance, and maximize impact in the countries they serve.

Since its foundation in 2009, the company has consistently recorded year-on-year growth and expanded into new regions and topics. Due to this ongoing success, Finance in Motion is seeking a

Working area:



Frankfurt, Germany

Working hours:

Full-time/ Part-time

Compliance Officer – Capital Markets Compliance (m/f/d)

The Compliance department at Finance in Motion enables FiM to cope with non-financial risks by continuously enhancing FiM's Internal Control System ranging from Anti-Money Laundering and Terrorist Financing controls, prevention of Sanctions breaches, Anti-Bribery and Corruption measures, Anti-Fraud provisions, take precautions concerning Insider Trading, Cybercrime attacks and ensure the protection of company and personal data.

Key responsibilities:

  • Management of regulatory requirements in the initiation of managed alternative investment funds
  • Ongoing advisory for business units on daily business and regulatory updates implementation
  • Ensuring that all external and internal requirements concerning capital markets compliance are adhered to entailing AIFMD / KAGB, MiFiD / WpHG / MaComp, MAR, CBDD / CBDR
  • Creation and regular update of risk analysis and the associated risk profile
  • Execution of independent, on-site inspections based on an individualized inspection plan derived from risk analysis as well as based on ad hoc findings
  • Ensuring compliance with the risk-based audit and control plan
  • Conducting necessary training
  • Regular reporting to senior management
  • Independent communication with supervisory authorities on breaches/violations
  • Engagement in overarching Compliance projects development and implementation

What we expect:

  • Well rounded, relevant professional experience in this field
  • Sound understanding of the relevant financial sector regulations (e.g., from the Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin)
  • Knowledge of Financial Markets and related risks with the main focus on Asset Manager Institutions
  • Degree in economics, business administration, finance, law, or a related field
  • Excellent written and verbal communication skills in German and English
  • Strong analytical, writing, and presentation skills enhanced by excellent intercultural skills and sensitivity
  • Goal-oriented & fully committed to delivering high-quality results under tight deadlines
  • Demonstrable commitment to Finance in Motion’s vision/mission

What you can expect:

  • An agile, widely diverse international working environment with over 50 nationalities who are keenly interested in making a positive difference through their work and who share a collaborative, can-do spirit
  • A job that allows you to fully utilize and expand your skills within an innovative, hands-on company culture
  • A purpose-driven, performance-oriented company that rewards above-average results
  • An organization dedicated to providing effective training and upskilling to its employees
Our more than 240 employees working from our 17 offices worldwide are dedicated to promoting sustainable development through market-based finance solutions. If you enjoy tackling complex challenges in a hands-on manner and are seeking an adaptable and motivating work environment, we would very much like to hear from you. Please use our online application system to submit your application.
Human Resources
Stefanie Zanetti
Tel.: 00 49 (0)69 271035-483